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How It Works

The Broker Dealer Listing serves as an intermediary to help facilitate the purchase, sale and/or merging of Broker Dealers, Independent RIA's and Assets (books of business) and or a certain line of business or service. We also specialize in assisting individual representatives and groups of reps achieve their goals when looking for a firm to conduct business.

Whether you are looking to buy or sell a shell B/D, a producing B/D, RIA, Individual practice, standalone assets, producers, or just trying to find a place to conduct business, we will utilize our extensive industry knowledge and resources to introduce you to your future. The Broker Dealer Listing does not charge you a fee to list your Broker-Dealer, RIA or Asset(s), or service.

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